The Second Derivative Test#

Using the Second Derivative to Classify Critical Points#

The Second Derivative Test

Suppose c is a critical point of f where f(c)=0 and f(x) is continuous near x=c.

  1. If f(c)>0, then f(x) has a relative minimum at x=c.

  2. If f(c)<0, then f(x) has a relative maximum at x=c.

  3. If f(c)=0, then the test is inconclusive and the First Derivative Test should be used instead.

Example 1#

Classifying critical points using the second derivative test

Find the relative extrema of f(x)=12x545x4200x3+12.

Step 1:   Determine the critical points of f.
f(x)=60x4180x3600x2=60x2(x23x10)pull out common factor of 60x2=60x2(x5)(x+2)factor

which equals zero when x=2, x=0, and x=5. Also note that f exists for all x in the domain of f. Since the domain of f is (,), all of these values of x are critical points.

Step 2:   Compute   f(x).
f(x)=ddx(60x4180x3600x2)=240x3540x21200x=60x(4x29x20)
Step 3:   Evaluate   f(x)   at each critical point.

Evaluate f(x) at each critical point where f(x)=0 and use the Second Derivative Test to classify each critical point, if possible.

  • x=2: Since f(2)=0 and f(2)=60(2)(16+1820)<0, f has a relative maximum at x=2.

  • x=0: Since f(0)=0 and f(0)=60(0)(20)=0, the Second Derivative test is inconclusive. Instead, using the First Derivative test, we see there is no change in sign of f(x) at x=0, and therefore, f does not have a relative extreme at x=0.

../_images/pic_curvesketching_secondderivativetest.png

Fig. 6 Interval analysis of f(x)=60x(4x29x20).#

Long Text Description

A number line with positive and negative signs assigned to intervals, with negative between negative two and zero, and negative between zero and five.

  • x=5: Since f(5)=0 and f(5)=60(5)(1004520)>0, f has a relative minimum at x=5.

Example 2#

Classify critical points based on graph of the second derivative

The following graph corresponds to f(x), the second derivative of f(x).

Graph of $y = f''(x)$
Long Text Description

The graph of the second derivative of a continuous function on the interval (-4,5). The graph of the second derivative is continuous and looks like a cubic polynomial. From left to right, the graph starts below the x-axis and increases until it crosses the x-axis at x = -1.81. It continues to increase, then decreases and crosses the x-axis again at x = 1.61. It continues to decrease, then increases until it crosses the x-axis at x = 4, where the graph increases for all x > 4. The second derivative is negative at x = -3, positive at x = 0, and equal to zero at x = 4.

Classify all critical points of f(x) using the above graph of f(x) and the following information:

  • f(x)=0 only when x=3, x=0, and x=4,

  • f(x)=0 only when x=1.86, x=1.61, and x=4,

  • f(x) and f(x) are continuous for all x.

Step 1:   Determine the critical points of f.

Since f is continuous for all x, and therefore defined for all x, the only critical points of f occur where f(x)=0. And we were specifically told that the derivative is equal to zero only when x=3, x=0, and x=4, so these are the three critical points of f.

Step 2:   Classify the critical point at x=3.

From the given graph of f(x), we can see that f(3) is negative. Therefore, since f(3)=0 and f(3)<0, by the Second Derivative Test, f has a relative maximum at x=3.

Step 3:   Classify the critical point at x=0.

From the given graph of f(x), we can see that f(0) is positive. Therefore, since f(0)=0 and f(0)>0, by the Second Derivative Test, f has a relative minimum at x=0.

Step 4:   Classify the critical point at x=4.

Since f(4)=0 and f(4)=0, the Second Derivative Test is inconclusive and we proceed to using the First Derivative Test:

  • From the graph of f(x), note that f(x)<0 for x just before 4 and f(x)>0 for x just after 4.

  • This means that f(x) is decreasing just before x=4 and increasing just after x=4.

  • But since f(4)=0, f(x) must then be positive just before x=4 and positive just after x=4. A graph of f(x) is shown below. Notice how f(x) is decreasing just before 4 and increasing just after 4.

Graph of $y = f'(x)$
Long Text Description

A graph of the first derivative of f(x) on the interval [3,5]. The graph starts above the x-axis at x=3, decreases down to the point (4,0) on the x-axis, and then increases on the interval (4,5). The graph of the derivative never crosses the x-axis on the interval shown.

  • In particular, f(x) does not change sign at x=4.

  • Therefore, by the First Derivative Test, f does not have a relative extrema at x=4.

Example 3#

Classify critical points based on graph of the second derivative

The following graph corresponds to f(x), the second derivative of f(x).

Graph of $y = f''(x)$
Long Text Description

The graph of the second derivative of a continuous function on the interval (-4,5). The graph of the second derivative is continuous and looks like a quartic polynomial. From left to right, the graph starts above the x-axis and decreases until it crosses the x-axis at x = -2.31. It continues to decrease, then increases until it touches (but does not cross) the x-axis at x = 0. It then decreases, then increases until it crosses the x-axis at x = 3.11, where the graph increases for all x > 3.11. The second derivative is positive at x = -3, equal to zero at x = 0, and positive at x = 4.

Classify all critical points of f(x) using the above graph of f(x) and the following information:

  • f(x)=0 only when x=3, x=0, and x=4,

  • f(x)=0 only when x=2.31, x=0, and x=3.11,

  • f(x) and f(x) are continuous for all x.

Step 1:   Determine the critical points of f(x).

Since f(x) is continuous for all x, and therefore defined for all x, the only critical points of f(x) occur where f(x)=0. And we were specifically told that the derivative is equal to zero only when x=3, x=0, and x=4, so these are the three critical points of f(x).

Step 2:   Classify the critical point at x=3.

From the given graph of f(x), we can see that f(3) is positive. Therefore, since f(3)=0 and f(3)>0, by the Second Derivative Test, f has a relative minimum at x=3.

Step 3:   Classify the critical point at x=0.

Since f(0)=0 and f(0)=0, the Second Derivative Test is inconclusive and we proceed to using the First Derivative Test:

  • From the graph of f(x), note that f(x)<0 for x just before 0 and f(x)<0 for x just after 0.

  • This means that f(x) is decreasing just before x=0 and decreasing just after x=0.

  • But since f(0)=0, f(x) must then be positive just before x=0 and negative just after x=0. A graph of f(x) is shown below. Notice how f(x) is decreasing just before 0 and decreasing just after 0.

Graph of $y = f'(x)$
Long Text Description

A graph of the first derivative of f(x) on the interval [-2,2]. The graph starts above the x-axis at x=-2, decreases down to the point (0,0) on the x-axis, and then decreases on the interval (0,-2). The graph of the derivative only crosses the x-axis at the point (0,0) on the interval shown.

  • In particular, f(x) changes from positive to negative at x=0.

  • Therefore, by the First Derivative Test, f has a relative maximum at x=0.

Step 4:   Classify the critical point at x=4.

From the given graph of f(x), we can see that f(4) is positive. Therefore, since f(4)=0 and f(4)>0, by the Second Derivative Test, f has a relative minimum at x=4.

More Practice

For more examples of applying the Second Derivative Test, see